1971 amendment to the Securities and exchange law (law no. 4 of 1971) a preliminary translation. by Japan.

Cover of: 1971 amendment to the Securities and exchange law (law no. 4 of 1971) | Japan.

Published by Japan Securities Research Institute in [Tokyo] .

Written in English

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  • Securities -- Japan.

Edition Notes

Cover title.

Book details

LC ClassificationsLAW
The Physical Object
Pagination44 p.
Number of Pages44
ID Numbers
Open LibraryOL5463832M
LC Control Number73166518

Download 1971 amendment to the Securities and exchange law (law no. 4 of 1971)

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5See Securities Exchange Act Release Nos. ( ), 39 FR ( ) (declaring the CTA Plan effective); (J ), 43 FR (August 7, ) (temporarily authorizing the CQ Plan); and (Janu ), 45 FR (Janu ) (permanently authorizing the CQ Plan). Jhen-Yi Chen The President promulgated the amendments to Article and Article 36 of the Securities and Exchange Law (hereinafter, the “Law”) via the Hua-Zhong-One-Jing Decree of J The amendments are highlighted below.

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Rev. (a) Establishing book-entry depository accounts. When securities of a subject company have been declared eligible by one or more qualified registered securities depositories for the services of those depositories at the time a tender or exchange offer is commenced, no registered transfer agent shall act on behalf of the bidder as a depositary, in the case of a tender offer, or an exchange.

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The Securities Exchange Act of extended the "disclosure" doctrine (from the Securities Act of ) to securities listed and registered for public trading on the U.S. securities exchanges.

Inthe Securities Act Amendments extended disclosure and reporting provisions to equity securities in the over-the-counter market.Plaintiff Securities and Exchange Commission instituted this action on Ma by filing a complaint alleging numerous violations by the corporate and individual defendants of the Securities Act ofthe Securities Exchange Act ofthe Investment Advisers Act ofand the rules and regulations enacted thereunder (Plaintiff's.Debt and equity.

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The holder of a debt security is typically entitled to the payment of principal and interest, together with other contractual.

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